SBTC is the oldest and largest nonprofit organization representing small, technology-based companies in diverse fields. Since its inception, SBTC has played a crucial role in providing valuable data and research on the highly successful SBIR Program. In addition to being the lead advocate on the Hill for small-business technology issues, SBTC has built unprecedented support across the federal government for the SBIR program. This resource center provides detailed analysis and critical data on the SBIR program and other key small-business technology issues.


SBIR/STTR PHASE III GUIDEBOOKS

The Navy, the Air Force, and several other military and civilian agencies have released comprehensive guidebooks for Program Managers, Contracting Officers, and Small Business Professionals to help them navigate the SBIR/STTR Phase III process, and answer any questions that may arise about how the Phase III program is designed to operate.  We will continue to update this list with any new guidebooks or desk references on SBIR/STTR Phase III contracting as they are released.

US Navy SBIR/STTR Phase III Guidebook v1.2
USAF SBIR/STTR Phase III Desk Reference
Army SBIR Phase III Guidebook
NASA SBIR/STTR Phase III Contracting Handbook
NOAA SBIR Phase III Contracting Guidelines


SBTC SBIR White Paper 2017
SBTC drafted a white paper on SBIR and STTR policy in the beginning of 2017, focusing on the economic impact and benefits of the SBIR/STTR programs.

Jere Glover Testimony Before the Senate Small Business Committee
On January 28, 2016 Jere Glover testified before the Senate Small Business & Entrepreneurship Committee on the subject of SBIR/STTR reauthorization.  This is his submitted written testimony.

The Air Force Impact to the Economy via SBIR/STTR
The Air Force recently completed a comprehensive study on the SBIR/STTR Program and the economic outcomes and impacts of all Air Force Phase II SBIR and STTR contracts from 2000 to 2013.  Among other findings, the study showed 58% of USAF Phase II contracts resulted in the sales of new products or services based on the technology developed by those contracts.  In addition, the study showed that USAF SBIR Phase II contracts led to $24.7 billion in value added to the nation’s economy, and 16,751 jobs per year were created as a result of these contracts.

GAO Rapid Innovation Fund Study
This comprehensive study of the Rapid Innovation Fund (RIF) program by the GAO shows that the RIF program has been successful is its brief time in existence, and recommends steps to be taken to strengthen and improve the program.

List of SBTC “Champion of Small Business Technology Commercialization” Award Winners
This is the list of 18 winners of SBTC’s award recognizing some of the best PEOs, PMs, and COs in government, for their work in helping small businesses get Phase III and other follow-on commercialization funding for their SBIR technology.  The winners were presented during SBTC’s annual membership meeting on June 1, 2015.

Letter to Speaker Boehner Regarding HR 9
This letter urges Speaker Boehner to oppose HR 9, aka the Innovation Act, and instead support the TROL Act as alternative patent reform legislation.

Letter to DOE Secretary Asking for Clear Phase III Policy
The SBTC sent a letter to the DOE Secretary Moniz asking him to develop a clear Phase III Policy at the DOE.

Letter to Senate Opposing Patent Reform Legislation HR 9
This letter was sent in March 2015 to all Senators asking them to oppose patent reform legislation that was passed by the House of Representatives as HR 9.  SBTC believes that this legislation if passed could seriously harm small businesses’ ability to protect their patents in court.

SBTC Phase III Survey Results
SBTC RIF Survey Results
The results of a survey the SBTC conducted at the end of 2014/beginning of 2015 of SBIR companies asking what issues and obstacles they face in pursuing Phase III contracting.  Also included were questions specifically for RIF companies about their experiences with that program.

Navy Ass Sec. Stackley Memo on Small Business Contracting
A memo issued by Navy Assistant Secretary Stackley to PEOs praising small businesses and ordering them to come up with strategies to increase small business contracting and subcontracting in Navy programs.

Letter to NIH Regarding Indirect Cost Rates
A letter to the NIH SBIR Program Office raising concerns about indirect cost rate changes that have recently been implemented.

SBTC Comments on SBIR Policy Directives
The SBTC Submitted its comments on proposed revisions to SBA’s SBIR Policy Directives, specifically related to data rights and Phase III Policy.

Navy SBIR/STTR Phase III Guidebook v1.1
(UPDATED v1.1 12.1.15) This is a comprehensive, detailed desk reference written for Program Managers, Contracting Officers, and Small Business Professionals on how to use the SBIR/STTR Phase III Vehicle to Realize ission objectives, program requirements, and small business goals.  It also lays out what rights small businesses have when negotiating a Phase III contract with the military.

SBTC Letter to Congress Regarding Comprehensive Subcontracting Plan Test Program
A letter sent to the House and Senate Armed Services Committee requesting that they discontinue, or at least reform, the DOD’s Comprehensive Subcontracting Plan Test Program (CSP).  Our membership believes that this 25 year old pilot program makes it more difficult for small businesses to receive subcontracts from large prime contractors, and that there is no substantive research proving the CSP has any benefit to small business or the DOD.

SBTC List of Recent Activities – January – July 2014
The following is a list of some of the activities SBTC has been up to in the first half of 2014, with links to documents and articles.

SBTC Letter of Support to House Regarding TROL Act
A letter to House Speaker Boehner and other members of the House supporting the proposed TROL Act as an effective way to combat patent trolls while protecting small business’s patent rights and intellectual property.

SBIR Primer
This simple 1-page handout describes in layman’s terms what the SBIR program is, how it works, and why it is successful.  It is meant to be used as a basic, easy-to-understand handout to congressional staffers and other government officials who aren’t familiar with the SBIR program.

2014 SBIR White Paper – How Congress Can Help SBIR Companies Create Jobs
A detailed, extensive look at the SBIR program in 2014 within the context of the current economic and innovation climate, with recommendations to Congress about how to improve and expand the program.

Bob Schmidt HSBC May 21, 2014 Hearing Written Testimony
SBTC Co-Chair Bob Schmidt’s written testimony for the House Small Business Committee Hearing titled “Oversight of the Small Business Innovation Research and Small Business Technology Transfer Programs”.  This hearing was focused on investigating the effects that the programmatic changes to the SBIR and STTR programs made by the SBIR Reauthorization Act of 2011 had on the private sector, and how those changes had been implemented by the agencies.

Letter the Senate Outlining SBTC Objections to the Proposed TRANSFER Act
The SBTC sent this letter to the Chairs and Ranking Members of the Senate Commerce and Small Business Committees outlining our objections with the proposed TRANSFER Act.  The TRANSFER Act would redirect 25% of STTR funds (exactly the amount the STTR was increased in the last reauthorization) to create a new, university-only program focused on identifying areas to translating basic research into commercializable research.

Letter to DOD IG regarding Report on SBIR Phase III IP protection
This letter to the DOD Assistant Investigator General Jacqueline Wicecarver commenting on her March 2014 report into Phase III awards that were made to other than small businesses.  The letter highlights several problems with the report, as well as lists a number of issues facing small businesses trying to protect their intellectual property while contracting with the DOD.

Letter From SBA Office of Advocacy Highlighting Concerns About Proposed Patent Reform Legislation
This letter was sent by the Chief Counsel of the SBA Office of Advocacy Winslow Sargeant to Chairwoman of the Senate Small Business Committee Mary Landrieu listing some of the concerns that small businesses have with the proposed patent reform legislation in Congress, and describing how these changes in patent law could hurt small businesses and stifle innovation.

SBTC Concerns about HR 3309 & Patent Reform
Brief two-page handout highlighting SBTC’s concerns with HR 3309, and the patent reform effort, derived from the letter to SBA Office of Advocacy regarding Patent Reform

Letter to SBA Office of Advocacy regarding Patent Reform
The Small Business Council sent a letter SBA Chief Counsel for Advocacy Winslow Sargeant outlining our opposition to HR 3309 and other proposed patent reform legislation that would weaken patent protections and make it proportionately more difficult and onerous for small businesses to legally defend their patents.

Jere Glover’s Senate Roundtable Statement  Dec 18, 2013
On December 18, 2013, Executive Director Jere Glover testified before a Senate Small Business & Entrepreneurship Committee roundtable to discuss the SBIR/STTR Reauthorization Act two years after it was passed, including what has been accomplished and what still needs to be fixed.  This is his submitted statement to the committee.

RIF Paper
This white paper offers a brief overview of the Rapid Innovation Fund (RIF) program at the DOD.  It covers the history of efforts to generate more commercialization returns from the SBIR program that led to the RIF program, and offers some insight to how the program is working so far.

SBTC Comment on proposed SBA commercialization benchmark regulations
This is a formal comment submitted by the SBTC to SBA in October 2013 highlighting some concerns we have with SBA’s proposed commercialization benchmark regulation changes.

Phase III Q&A
This document includes a number of commonly asked questions and answers about the government’s SBIR Phase III program. It includes citations and links to the law and policy directives relevant to the questions.

SBTC Sequestration Letter
This is a letter that the SBTC sent to the President, House Speaker, and Senate Majority Leader asking them to safeguard small businesses during the sequestration period and ensure that they aren’t disproportionately targeted for budget cuts

SBTC Letter to the President and Congress on Sequestration
This is a letter drafted by the SBTC urging the President and Congress to safeguard small businesses during the sequestration budget reductions and make sure they are not disproportionately or adversely targeted.

SBTC Comments on SBIR Policy Directive
The SBTC submitted these comments to the SBA highlighting thoughts and concerns on the proposed changes to the SBIR Policy Directive released on August 6, 2012.

SBTC Comments on Proposed SBIR Rule Changes
These are the formal comments by the SBTC on the proposed changes to the SBIR size regulations that were submitted to the SBA on July 16, 2012

Comments on SBA Data Collection
The SBTC provided comments on new proposed rules regarding data collection for SBIR companies as mandated by the new SBIR reauthorization law. These comments were submitted for the Federal Register on May 21st.

SBTC DOD White Paper 2012
This white paper was drafted by the SBTC to offer recommendations to the DOD for how they can implement changes to the SBIR program as mandated by the new SBIR reauthorizaztion law from the 2012 NDAA.

SBIR Reauthorization Language from NDAA
The section of the conference report of the National Defense Authorization Act that reauthorizes the Small Business Innovation Research program for 6 years.

Small Business Letter to Congressional Leadership
This letter was sent to House and Senate leaders on December 7, 2011 urging them to include the Senate SBIR reauthorization language in the National Defense Authorization Act of 2011. It was signed by 945 small businesses and small business organizations.

Highlights from NDAA SBIR Reauthorization Amendment
This is the list of highlights from the SBIR reauthorization language in Senate Amendment 1115 added to the National Defense Authorization Act of 2011.

Shaheen-Brown SBIR Letter
This is a draft letter from Senators Shaheen and Brown to Senate Small Business Committee Chairman Landrieu, Ranking Member Snowe, House Small Business Committee Chairman Graves, and Ranking Member Velazquez asking them to amend certain sections of the House reauthorization bill, HR 1425, beofre a compromise version of the bill is completed.

Markey, Tsongas, Welch SBIR Letter to Chairman Graves and Ranking Member Velazquez
This bipartisan letter drafted by Representatives Markey, Tsongas, and Welch was signed by 25 members of the House of Representatives. In it, they ask Small Business Committee Chairman Graves and Ranking Member Velazquez to modify the language of SBIR reauthorization bill HR 1425 to fix the section in that legislation that would harm the SBIR program.

Remembering Milt Stewart
A brief history of former Chief Advocate of Small Business Milton Stewart’s contributions to the creation of the Small Business Innovation Research program, as recalled by the “father” of the SBIR program, Roland Tibbetts.

SBTC Letter of Concerns re HR 1425
This is a letter to Chairman Sam Graves of the House Small Business Committee oulining SBTC’s concerns with HR 1425, the SBIR reauthorization act of 2011.

Small Business Organizations Letter of Support For 1-yr CR

A letter of support drafted by the SBTC for Senator Mary Landrieu’s 1-year continuing resolution of the Small Business Innovation Research Program, signed by 13 small business organizations that collectively represent over 250,000 businesses.

Creating Jobs Through Expanding the STTR Program
This paper advocates the increase in the STTR allocation from 0.3% to 2.5% of Federal R&D extramural research expenditures, and argues that this increase can increase high-tech jobs without increasing the budget or deficit.

NRC SBIR Study Summary
This is a summary of some of the critical findings of the National Research Council’s 2008 study on the effectiveness of the SBIR program. This summary was originally included in Mike Squillante’s March 2011 testimony before the House Committee on Small Business.

House Small Business Committee & Science Committee Office Directory
This is a complete directory of every member of the House Small Business Committee and House Science Committee, with office phone numbers and addresses.

Michael Squillante’s Testimony Before the House Small Business Committee
On March 16, 2011 SBTC Chairman of the Board of Directors Michael Squillante was invited to testify before the House Small Business Committee in a hearing about SBIR reauthorization. This is his written testimony.

Universities and SBIR Companies – Comparing Commercialization Results
This one pager analyzes the recent AUTM study on University Liscencing and compares commercialization returns for universities to those for SBIR companies.

The SBIR Program – It Is Working
A one-page handout touting the success of the SBIR program.

Jere Glover’s Testimony to Senate Small Business Committee February 2011
On February 17th 2011, Jere Glover testified before the Senate Small Business Committee in a hearing discussing the reauthorization of the SBIR and STTR programs. This is his written testimony that was entered into the record.

Landrieu-Snowe SBIR Compromise
This document outlines the items in the compromise SBIR legislation crafted by Senators Landrieu and Snowe, as agreed to by the SBTC and BIO organizations. This compromise became foundation for the SBIR reauthorization legislation S 4053.

SBTC White House Recommendations on SBIR
In October several members of the SBTC had a meeting with the White House National Economic Council on the SBIR program, and during the meeting, our organization was requested to draft a list of recommendations for ways the Administration could improve the SBIR program without legislative action. After discussions with several SBTC members, this paper was drafted and presented to the White House.

Norm Dicks Remarks on Receiving Milton Stewart Award
Norm Dicks’ prepared statement that he gave to SBTC members on September 29, 2010 after receiving the Milton Stewart Award for small business advocacy.

2010 Milton Stewart Award Winners
A list of the winners of the 2010 Milton Stewart Awards for technology-oriented small business advocacy. Special thanks to The Boeing Corporation for their sponsorship of these awards.

SBTC Letter to Congressman Norm Dicks
A letter to House Appropriations Subcommittee on Defense Chairman Norm Dicks commending him for appropriating $604 million to the new Rapid Innovation Program at the DOD, and urging him not to allow the DOD to reallocate that money to other programs.

SBTC Letter to DOD Secretary Robert Gates
A Letter from the SBTC to Department of Defense Secretary Robert Gates asking him to increase funding to small business in general and the SBIR program in particular as a way of spurring innovation and increasing efficiency within the DOD.

SBIR DOD Phase III Recommendations
A white paper written by SBTC members offering recommendations to the Department of Defense for how the new Rapid Innovation Program can be most effectively implemented.

Where Do Innovations Come From
This article by the Information Technology and Innovation Foundation takes a look at what sectors of the American economy are producing the most technological innovations. Among its findings are that small businesses, and in particular SBIR companies produce a very high percent of the top technological innovations in America, despite receiving a relatively small percent of government R&D funding.

Letter to President Obama Commending Kristina Johnson
A letter drafted by the SBTC and delivered to the White House Commending Department of Energy Under Secretary Kristina Johnson for promoting and creating new opportunities for small businesses at the DOE.

Rep Van Hollen Small Business Investor Tax Credit Dear Colleague Letter

Congressman Chris Van Hollen (D-Md.) has recently proposed a new bill that would provide a tax credit to investors of SBIR award winners, and other qualified small businesses.

DOE Advisory Group Phase III White Paper
The Department of Energy (DOE) Advisory Group, a group of small-business owners with experience working with DOE, has crafted two papers highlighting key issues that need addressing within the DOE.

DOE Advisory Group Cost Sharing White Paper
The second of the two papers devised by the Department of Energy (DOE) Advisory Group, this paper addresses cost-sharing issues within the DOE, its unintended consequences, and how it puts small businesses at a competitive disadvantage to larger businesses.

DOD Authorization Bill Includes $500 Million in New Funding for Small Businesses
Created in the 2011 authorizing language for the Department of Defense is a new program called the “Rapid Innovation Program” which would create a new $500 million pool of funding for small business competition.

Letter to Speaker Pelosi and Majority Leader Hoyer
The SBTC has sent a letter to both Speaker Nancy Pelosi and Majority Leader Steny Hoyer asking them to continue to oppose Rep Jason Altmire’s attempts to include his SBIR reauthorization bill in the jobs creation package currently being debated in the House.

Pew Report on Public Trust in Government and Small Business
The Pew Research Center recently conducted a study that analyzed the level of public trust in the government and the satisfaction with the current economic situation. They found that, while the Federal government and wall street were rated very poorly, small businesses received very high marks from the public, especially tech-oriented firms.

SBTC Recommendations for DOD SBIR
Upon request from the Department of Defense, SBTC developed a list of recommended improvements to the DOD SBIR program.

SBTC Concerns with House-Passed SBIR Reauthorization Bill
A comprehensive and detailed list of the myriad problems with the House-passed SBIR reauthorization legislation.

Journal of Stress Management
A comprehensive and practical advice to deal with personal and workplace stress.

White Paper on the Importance of SBIR
White paper developed by Roland Tibbets, the founder of the SBIR program, detailing the successes of, and need for the SBIR program.

Asst. Secretary of the Navy James Finley’s 2008 Memo on SBIR Phase III
This memo, sent out to the Secretaries of all the Military Departments and Directors of Defense Agencies, clarified Phase III requirements and statutes for government procurement contracting.